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Standing Advisory Group (SAG)

Auditors Continued to Mishandle Internal Control Reviews in 2014

Auditors Continued to Mishandle Internal Control Reviews in 2014

Helen Munter, the director of the PCAOB’s Division of Registration and Inspections, said audit firms are still having problems when they review clients’ financial reporting controls. Some firms have addressed the issue, and audit regulators have noted some improvement. But the firms still have more work to do to fully address the problems. The PCAOB’s […]

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Investors Back Plan To Identify Lead Partner In Auditor Reports

Investors Back Plan To Identify Lead Partner In Auditor Reports

The PCAOB plans to issue a request for additional comments on its rule proposal to identify lead partners on client engagements. At the same time, the audit regulator is facing stiff resistance from the audit firms that will be subject to the rule. Investors who back the effort to name the lead audit partner are […]

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Doty Calls Inspection Reports a Key Part of Investor Protection Regime

Doty Calls Inspection Reports a Key Part of Investor Protection Regime

PCAOB inspectors continue to find serious problems when they review the work public accounting firms do for their clients. The inspection reports that provide details about the problems aren’t always well received, but the audit regulatory board’s leadership believes that the revelations about flawed audit work are needed to shield investors from the harm done […]

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Support for Fraud Task Force Gains Momentum

Support for Fraud Task Force Gains Momentum

The PCAOB is working on plans to set up a fraud task force that may wind up submitting recommendations for the audit regulator, including improvements to auditing standards and issuing guidance about risk.Some board officials believe the task force may be a useful device for improving the quality of financial reporting. The PCAOB is continuing […]

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Meet Paul Raymond

Meet Paul Raymond

Mr. Raymond is a sought after speaker in tax controversy law by many attorney, accountant, and business groups and at the request of the Internal Revenue Service, has presented programs at the IRS Nationwide Tax Forum, attended by tax professionals throughout the United States.

Additionally, he continues to be an active member in the Section of Taxation, American Bar Association, where he was the Past Chair of the Employment Taxes Committee.

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Certifications &
Associations
Member CA Bar Member Orange County Bar US Tax Court Attorney