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Advisory Committee

Brokers challenge restrictions in small stock pilot program

Brokers challenge restrictions in small stock pilot program

Brokerage firms and investment industry trade groups said an SEC plan to test an increase in the trading increments for small company stocks includes trading restrictions that will undermine the purpose of running the test. The SEC said the restrictions are needed to stem the migration of trading volume away from the regulated exchanges. Brokerage […]

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Panel Backs Modest Adjustment to Accredited Investor Standard

Panel Backs Modest Adjustment to Accredited Investor Standard

The SEC Advisory Committee on Small and Emerging Companies is working on recommendations to raise the thresholds for accredited investors with inflation each year. The move is largely a defensive one, according to the panel’s co-chairman, and serves to ward off a more significant change that likely would result in a dramatic reduction in the […]

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Meet Paul Raymond

Meet Paul Raymond

Mr. Raymond is a sought after speaker in tax controversy law by many attorney, accountant, and business groups and at the request of the Internal Revenue Service, has presented programs at the IRS Nationwide Tax Forum, attended by tax professionals throughout the United States.

Additionally, he continues to be an active member in the Section of Taxation, American Bar Association, where he was the Past Chair of the Employment Taxes Committee.

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Practice Areas & Information

Certifications &
Associations
Member CA Bar Member Orange County Bar US Tax Court Attorney