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Final Rules

Regulatory Review to Examine Sarbanes-Oxley 404’s Effect on Small Companies

Regulatory Review to Examine Sarbanes-Oxley 404’s Effect on Small Companies

The SEC said it will consider the effect more than two dozen rules issued in 2003 have had on small companies. The rules include several stemming from key Sarbanes-Oxley Act provisions, and the review is required by the Regulatory Flexibility Act. The SEC on December 22, 2014, issued Release No. 33-9694, List of Rules to […]

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Financial Groups Want More Time to Comment on Risk Retention Rule

Financial Groups Want More Time to Comment on Risk Retention Rule

A Dodd-Frank rule to address a financial market risk associated with the 2008 crisis is still far from completion, and if the industry gets its way, the reform will fall further behind schedule. Sec. 941 of PL111-203. If the rule is implemented, issuers of asset-backed securities will have to hold 5% of the repackaged loans, […]

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SEC Adopts Rule Requiring Listing Standards for Compensation Committees and Compensation Advisers

SEC Adopts Rule Requiring Listing Standards for Compensation Committees and Compensation Advisers

Editor’s Note:  I saw this announcement and thought it would be nice, for a change of pace, to publish something newsworthy on my blog.  The other thing that struck me instantly was the old cartoon show, with Professor Peabody and Sherman and their “way back machine.”  Don’t ask me why — I do not understand […]

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Meet Paul Raymond

Meet Paul Raymond

Mr. Raymond is a sought after speaker in tax controversy law by many attorney, accountant, and business groups and at the request of the Internal Revenue Service, has presented programs at the IRS Nationwide Tax Forum, attended by tax professionals throughout the United States.

Additionally, he continues to be an active member in the Section of Taxation, American Bar Association, where he was the Past Chair of the Employment Taxes Committee.

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Associations
Member CA Bar Member Orange County Bar US Tax Court Attorney